Year: 2009

THIS WEEK IN SECURITIES LITIGATION (August 14, 2009)

Proposed regulation of the OTC derivatives market moved forward this week with Treasury delivering its draft bill to Capitol Hill. In SEC enforcement, the Commission was back in court this week trying to explain its settlement with Bank of America.

ANOTHER STALE FINANCIAL FRAUD CASE

SEC v. Terex Corporation, Civil Action No. 21177 (D. Conn. Filed Aug. 12, 2009) is one of a series of cases filed by the Commission centered on a financial fraud involving Terex Corporation, a global manufacturer of heavy equipment, and

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