Year: 2009

THE CUBAN DECISION: LESSONS FOR SEC ENFORCEMENT AND ISSUERS

Mark Cuban won dismissal of his highly publicized insider trading case. While the court offered the SEC the opportunity to replead its complaint, it may not be able to in view of the ruling. The ruling is significant in terms

THIS WEEK IN SECURITIES LITIGATION (July 17, 2009)

Treasury continued its march toward regulatory reform this week, sending proposed legislation to Capitol Hill regarding hedge funds and executive compensation. The Treasury Secretary also testified about the regulation of OTC derivatives while DOJ antitrust began a civil inquiry into

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