Year: 2009

This Week In Securities Litigation (May 1, 2009)

Rejuvenation, reform and new initiatives continue to be key themes at the SEC this week. Chairman Schapiro and Commissioner Aguilar discussed the revitalization of enforcement, key rule making initiatives that will be rolled out in coming weeks, and possible legislative

A Potentially Significant Financial Fraud Case

In congressional testimony last month, SEC Commissioner Elisse B. Walter outlined the current investigative efforts of the enforcement division relating to the market crisis. Part of those efforts focus on accounting and disclosure issues of subprime lenders and major financial

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