Year: 2009

This Week In Securities Litigation (March 20, 2009)

Calls for a reinstatement of the uptick rule continued this week, with more legislation introduced to prod the SEC to bring the rule back. At the same time, SEC Commissioner Aguilar offered additional thoughts on reforming the much criticized enforcement

More Charges In The Madoff Scandal, But The Key Question Remains: Who Knew?

The Department of Justice and the SEC brought the next round of cases in the Madoff scandal. New civil and criminal charges were brought against the outside auditors for Bernard L. Madoff Investment Securities LLC, David G. Friehling and Friehling