Month: August 2009

The SEC has been aggressive in bringing insider trading cases, frequently pushing the edge of the law and the facts. Two examples of this are the Cuban case, and the Dorozhko or “computer hacker” case (both discussed here). As those …

INSIDER TRADING: SOMETIMES AGGRESSIVE ENFORCEMENT WORKS Read More »

SEC v. Bank of America is surely a case the Commission thought was over. Surly, it is a case that Bank of America thought was over. Both sides now wish it was over. It is not and the questions keep …

THE BANK OF AMERICA SETTLEMENT, ROUND TWO: THE REAL ISSUES Read More »