Month: August 2009

FCPA ENFORCEMENT: A CONTINUING FOCUS OF DOJ AND THE SEC

Aggressive FCPA enforcement based on an expansive view of the statutes and a targeting of individuals has been an enforcement priority for the SEC and DOJ recently. The SEC continued this focus with the filing of another settled bribery and

THIS WEEK IN SECURITIES LITIGATION (August 28, 2009)

The SEC’s efforts to settle its case with Bank of America for alleged proxy violations continued to present difficulties for the Commission and the bank. SEC enforcement filed a settled insider trading case and an action based on an alleged

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