Month: August 2009

Aggressive FCPA enforcement based on an expansive view of the statutes and a targeting of individuals has been an enforcement priority for the SEC and DOJ recently. The SEC continued this focus with the filing of another settled bribery and …

FCPA ENFORCEMENT: A CONTINUING FOCUS OF DOJ AND THE SEC Read More »

The SEC’s efforts to settle its case with Bank of America for alleged proxy violations continued to present difficulties for the Commission and the bank. SEC enforcement filed a settled insider trading case and an action based on an alleged …

THIS WEEK IN SECURITIES LITIGATION (August 28, 2009) Read More »