Today begins a new occasional series focused on trends in SEC enforcement. As this series begins, the Commission finds itself at a crossroads with an uncertain future. Once the guardian of the nation’s capital markets with a highly respected enforcement …

New Series: Current Trends in SEC Enforcement — 2009 Read More »

There is at least one positive side to the on-going market crisis – it is sorting out the fraud in the market and leaving it to the regulators to clean up. In the beginning, there was Madoff with what appears …

The Market Crisis, Fraudsters And The Regulators Read More »