Month: January 2009

Mary Schapiro was sworn in as the new SEC Chairwoman. Ms. Schapiro has previously served as the CEO of the Financial Industry Regulatory Authority, the Chairwoman of the CFTC and as an SEC Commissioner. Ms. Schapiro assumes the position of …

The Commission’s New Chairwoman And The Madoff Scandal Read More »

The SEC: On Friday the SEC announced the conclusion of a case arising out of the financial fraud at Hayes Lemmerz International, Inc. The court entered judgments against Ranko Cucuz, the former CEO, and William D. Shovers, the former CFO …

The SEC Concludes A Financial Fraud Case; PCOB Staff Guidance For Small Companies Read More »