There has been a lot of discussion as the market crisis continues to unfold about reorganizing the regulators in Washington. An action filed on Tuesday by the SEC suggests that at least sometimes the market regulators can in fact work …

The SEC, USAO, CFTC and FRB: A Financial Fraud Case Based On Derivatives Read More »

The SEC filing another insider trading case based on a private investment in public equity offering or a “PIPE” offering. This high profile case named as a defendant Mark Cuban, owner of the Dallas Mavericks, HDNet, Landmark Theaters and a …

A High Profile Insider Trading Case Based On A PIPE Offering Read More »