NERA Economic Consulting has developed a proprietary database of post-SOX SEC enforcement statistics which provides interesting comparative data. First, the statistics demonstrate that most enforcement cases are brought against individuals. Since the passage of Sarbanes Oxley, the SEC has filed …

SEC Enforcement Cases: Focus On Individuals, Declining Corporate Penalties Read More »

Insider trading suits continue to be a key focus in securities litigation. At the same time, SEC Chairman Cox highlighted the internal enforcement efforts of the Commission in a recent speech. There is little doubt that insider trading has been …

An Unusual Insider Trading Case And Chairman Cox On International Enforcement Read More »