Year: 2008

The Second Circuit handed down another opinion in ATSI Communications, Inc., v. The Shaar Fund, Ltd., Case No. 08-1815 (2nd Cir. Oct. 20, 2008), perhaps finally brining this case to an end. This opinion concerned a request as part of …

Court Refuses To Vacate Sanctions Order For Frivolous Short Selling Claim Read More »

The SEC filed another settled enforcement action on Monday involving a hedge fund and a PIPE offering. SEC v. Ladin, Civil Action No. 1:08-CV-01784 (D.D.C. Filed Oct. 20, 2008). The case raises a significant question regarding the SEC’s enforcement position …

Hedge Funds And PIPE Offerings — A New Enforcement Position? Read More »