The Commission continued to work through its inventory of option backdating, filing two additional cases, both based on events at Embarcadero Technologies, Inc. SEC v. Wong, Case No. CV 08 4239 (N.D. Cal. Sept. 9, 2008); SEC v. Sabhlok, Case …
The Commission continued to work through its inventory of option backdating, filing two additional cases, both based on events at Embarcadero Technologies, Inc. SEC v. Wong, Case No. CV 08 4239 (N.D. Cal. Sept. 9, 2008); SEC v. Sabhlok, Case …
The Commission concluded two financial fraud cases yesterday, one with a jury verdict and the other with a consent decree. SEC v. Miller, Civil Action No. 1:04-cv-1655 (N.D. Ga. Filed June 14, 2004); SEC v. United Rentals, Inc., Civil Action …
Two Financial Fraud Cases: A Victory In Court and A Settlement Read More »