Year: 2008

SEC Chairman Cox testified before the Senate Committee on Banking, Housing and Urban Affairs on Tuesday, detailing in part efforts by the Division of Enforcement regarding the recent crisis in the financial markets. Noting that the “SEC’s mission [is] to …

The SEC’s Enforcement Program And The Subprime Crisis Read More »

The SEC took the unusual step of issuing a press release on Sunday to discuss its enforcement efforts concerning rumors and the possible manipulation of securities prices. In the release, the SEC announced that it will immediately “conduct examinations aimed …

The SEC, Speech And The Market Read More »