Year: 2008

Backdated options has been a key focus of the SEC and its enforcement division since at least late 2005 when academic studies on the subject were first were discussed in a Wall Street Journal article. Additional articles followed in the …

Part XIII: SEC Enforcement Trends And Priorities, 2008 Read More »

The SEC continues to focus on insider trading. On Monday, a new case was filed against three individuals, while it settled another which has been in litigation since 2005. First, the SEC filed an insider trading case against Dr. Zachariah …

The SEC Files One Insider Trading Case And Settles Another Read More »