Yesterday the SEC filed its latest stock option backdating case. The action, SEC v. Tullos, Civil Action No. SACV 08-242 AG (C.D. Calif. Filed March 4, 2008). The action was brought against Nancy M. Tullos, the former vice president of …

Another Options Backdating Case – More Questions About Prosecution Standards Read More »

Section 404 is undoubtedly one of the most talked about provisions of the Sarbanes-Oxley Act. Many have complained about the burdens and the costs of complying with the section. The SEC has continually extended the compliance deadline for smaller companies. …

Compliance Week Survey On Key Controls Read More »