Year: 2008

This Week In Securities Litigation (December 12, 2008)

This week, the Department of Justice brought another case alleging FCPA violations, again emphasizing its focus on the area. The Department also had more high profile criminal securities cases, including one charging the former Chairman of the NASDAQ Stock Market

The New Enforcement Manual: Document Productions –Part II

The last installment of this occasional series discussed document production procedures from the new SEC Enforcement Manual. Earlier installments considered the Wells process, cooperation and parallel proceedings. Traditionally materials produced either voluntarily or pursuant to a subpoena were hard copy