Year: 2008

This Week In Securities Litigation (January 4-10, 2008): Insider Trading and Option Backdating

As SEC and DOJ enforcement officials continue their renewed war on insider trading, two high profile cases were back in court this week. First, Eugene Plotkin, a former Goldman Sachs analyst, appeared in New York for sentencing. Mr. Plotkin previously

International Enforcement: A Key Trend for Companies to Monitor

An increasing trend in SEC and DOJ securities enforcement is international investigations and cases. The international component of these matters adds to the difficulty and complexity for regulators and defense lawyers. In the coming months, the trend toward international enforcement