Month: August 2008

Naked short selling and its impact on the market is becoming a recurring topic. The SEC recently took the extraordinary step of banning short selling in the shares of Fannie Mae, Freddie Mac and primary dealers at commercial and investment …

Naked Short Selling — A Recurring Topic Read More »

Australian agreement: The SEC announced another mutual recognition agreement on Monday, this time with the Australian Minister for Superannuation and Corporate Law and the Australian Securities and Investments Commission (“ASIC”). Under the terms of the mutual recognition agreement, the SEC …

A New Mutual Assistance Agreement; A Challenge to PCAOB Rejected Read More »