Month: May 2008

The SEC has long encouraged issuers to self-report, remediate and cooperate with its investigations. In return, the Commission offers the prospect of cooperation credit, that is, a sanction which is less than that which might otherwise have been imposed. Just …

Cooperation Credit For Prohibiting Future Violations Read More »

A key focus of the SEC in recently is insider trading – a fact evidenced by even a quick review of the cases the agency has been filing in the past few months. The SEC, however, is not the only …

Insider Trading Here And Around the Globe Read More »