The SEC’s campaign against insider trading continued this week, extending trends from last year. Two cases filed this week based on trading in advance of take-over announcements involved, respectively, a father and son and a corporate director and an attorney …

The Campaign Against Insider Trading Continues Read More »

Recent enforcement cases in this area have focused on industry-wide investigations, individuals and those deriving from pre-merger due diligence. Perhaps the most significant industry-wide actions are based on the U.N. Oil for Food Program (“OFFP”). A report on that program …

Part IX: SEC Enforcement Trends And Priorities, 2008 – The FCPA (cont) Read More »