Year: 2007

Are the Barbarians at the Gate Again? Harking Back to the 80s, the SEC Charges 14 in Wall Street Insider Trading Ring

Today, the SEC filed insider trading charges against fourteen defendants who are reported to have made at least $15 million in illicit profits in connection with two related insider trading schemes in which Wall Street professionals serially traded on inside information tipped

SEC Charges Two More Gatekeepers

Yesterday, the SEC charged two attorneys in separate actions.  First, the SEC filed an injunctive action in United States District Court for the Southern District of New York against Louis W. Zehil, until recently a partner with the law firm