Year: 2007

The Week in Review (November 30 to December 6, 2007): Options Backdating and Insider Trading, Again

The world of securities enforcement seems to be devolving to repeating themes: options backdating and insider trading. In what almost seems like a repetition of last week, key SEC and DOJ securities enforcement cases focused on these two recurrent themes.

More Insider Trading; More Options Backdating

The SEC filed two more settled enforcement actions in the key insider trading and options backdating areas which have come to typify its enforcement efforts in recent months. One is an insider trading case against a lawyer, while the other