Year: 2007

The Week in Review (September 28 to October 4, 2007): SEC Enforcement, Insider Trading and Sentences Are Up

SEC enforcement cases, along with the number of insider trading cases, and perhaps criminal sentences for insider trading, all seem to be increasing.  According to a Bloomberg report (available here), the number of SEC enforcement cases rose last year for the

LIABILITY IN SECURITIES FRAUD ACTIONS: Part XXII: The Impact of Dura – How Much Truth, Other Causes and By Whom?

A key question following Dura Pharmaceuticals, Inc., v. Broude, 544 U.S. 356 (2005) is whether the truth has been revealed. But how much truth? Must all be revealed or just some? This question was considered in In re Retek Sec.