Year: 2007

The Week in Review (September 3 to 14, 2007): Insider trading and high profile criminal cases

Last week, the SEC continued its focus on insider trading, while two high profile criminal cases moved forward.  This year, the Commission has filed a number of significant insider trading cases involving Wall Street professionals, corporate officers, and spouses and

LIABILITY IN SECURITIES FRAUD ACTIONS: Part XVII: The Decision in Dura

The themes of Dura Pharmaceuticals, Inc., v. Broude, 544 U.S. 356 (2005), like those in Tellabs, Inc. v. Makor Issues & Rights, Ltd., 127 S.Ct. 2499 (2007) discussed earlier (here, here, here and here), will resonate in the arguments before

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