Year: 2007

The Ethical Obligations of Prosecutors Like the SEC: Be Sure Your Accusations Are Supported by the Evidence

The SEC is very good at announcing its court cases – at least when they are filed, they win or the case settles.  Just check the web site and all those suits, settlements and victories are listed there.  Then look

A New Option Case Suggests Companies Should Manage for the Long Term

Over the last few months news about SEC enforcement has been dominated by the on-going option backdating scandals with a sprinkling of the usual financial fraud and insider trading cases.  By now, everyone had heard that the SEC has about

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