One can only wonder where the SEC is heading.  Consider a few recent events:  1)  Recent new articles suggest that the SEC is considering a proposal under which corporations could limit their liability in securities class actions.  The proposal would …

New Positions; Old Positions; Getting Slower – Where is the SEC Headed? Read More »

Yesterday the SEC brought another in what has become a series of cases based on claims that a company helped another falsify its financial statements.  This time the SEC brought an cease and desist action against Motorola, Inc. for entering …

Issuers Should Carefully Monitor Agreements and Arrangements — Or The SEC Will Read More »