Month: November 2007

Insider trading cases have been brought against corporate executives by the SEC and DOJ alleging misuse of corporate information in a variety of contexts. Frequently, the cases are based on trading ahead of earnings or product announcements. In other instances …

THE RENEWED CAMPAIGN ON INSIDER TRADING: Part VI: Emphasis on Earnings or Product Announcements and Proposed Corporate Takeovers Read More »

Insider trading and backdated options dominated securities enforcement again this week, continuing the trends which have been going on for weeks. Insider Trading Insider trading investigations and enforcement continued to preoccupy securities regulators both here and abroad. A key defendant …

The Week In Review (November 16-22, 2007): Insider Trading Here and Abroad and Backdated Options Read More »