Year: 2006

Why the Hedge Fund Stretch?

On Friday August 18, the SEC announced that on August 7, the US Attorney for the District of Massachusetts charged a hedge fund advisor with thirteen counts of mail and wire fraud for his actions as the managing partner of

SOX Does Not Expand Liability for Directors

It has become increasing popular to complain that SOX expanded the liability of corporate directors and federalized portions of what was previously state law.  In a recent speech SEC Commissioner Roel C. Campos disputed this point in comments that should