On Friday August 18, the SEC announced that on August 7, the US Attorney for the District of Massachusetts charged a hedge fund advisor with thirteen counts of mail and wire fraud for his actions as the managing partner of …
On Friday August 18, the SEC announced that on August 7, the US Attorney for the District of Massachusetts charged a hedge fund advisor with thirteen counts of mail and wire fraud for his actions as the managing partner of …
It has become increasing popular to complain that SOX expanded the liability of corporate directors and federalized portions of what was previously state law. In a recent speech SEC Commissioner Roel C. Campos disputed this point in comments that should …